Situation Vacant – Senior Regulatory Reporting Specialist – Client and Product

As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.

If you’re looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day!

Your Team:

This role will report to the Regulatory Reporting Team Leader, based within the Global Distribution Services Department. The successful candidate will work directly with 2 Regulatory Reporting Specialists who also oversee the UCITS and PRIIP regulations and oversee KIID/KID/EPT/EMT production.

Your Role:

The successful candidate will take a leading role in all KID/KIID/EMT/EPT activities, working with Legal, Compliance, Fund Accounting and Performance teams to gather requirements and data for inclusion in the documents, and our two outsourcing partners, who produce the regulatory documents. They will interact with internal and external stakeholders to understand processes, identify and resolve issues, support the rest of the Regulatory Reporting team with technical queries and be the SME for the appropriate regulations.

What we are we looking for:

  • Act as the team technical SME on UCITS KIID and PRIIP KID regulations
  • Provide insights into regulatory requirements, keep abreast of changes to the relevant regulations and participate in association meetings and industry forums
  • Take a leading role in the KID/KIID/EMT/EPT BAU activities performed by the team, ensuring quality control checks are embedded
  • Be the ‘port of call’ to support team members on query management and to develop their regulatory and industry knowledge.
  • Interact with key internal and external business stakeholders to identify and troubleshoot process and data issues ensuring clear and accurate communication
  • Act as the SME on regulatory driven or internal enhancements and projects impacting KID/KID/EMT/EPT production, dissemination and oversight.
  • Take responsibility for the monitoring of KID/KIID/EMT/EPT outsourcing providers; lead weekly calls, quarterly reviews, monitor SLA adherence and coordinate with the Delegation Oversight team
  • Maintain and update a KID/KIID issues log and provide robust and timely management information and metrics to adhere with material outsourcing monitoring
  • Ensure the EMEA GDS Regulatory Reporting Team Lead & Manager are kept aware of all significant matters and that complaints, breaches and incidents are recorded on the incident reporting system and closed within suitable deadlines.
  • Ensure team procedures are followed and consistently and continuously improved

What you can bring:

  • Significant experience within the asset management industry
  • Experience in a relevant product regulatory reporting role
  • Experience with monitoring outsourced providers and KPIs
  • Extensive knowledge of UCITS KIID and PRIIP KID regulations
  • Overall investment knowledge including an understanding of different investment strategies
  • Knowledge of other EMEA client regulations (Solvency II,CRR…)
  • Advanced Excel
  • Strong academic background ideally educated to degree level
  • IOC and IMC desired
  • Strong analytical and problem-solving abilities
  • High attention to detail
  • Proactive, proven to work on own initiative and with a continuous improvement mindset
  • Able to prioritise tasks, work under pressure and manage time effectively to complete tasks within required deadlines
  • Ability to communicate effectively, both with clients and internally
  • Highly team orientated, work to and share best practice

For full details and to apply click here click here

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